Integrity in Action: Mastering Compliance & Ethics in Private Banking

A scenario-driven workshop for private bankers and relationship managers who want to own compliance — not just survive it. No legal background required.

IBF-STS Accredited

4 CPD hours

Half Day

Compliance and ethics in private banking guide how professionals apply AML, CFT, KYC, data privacy and investment-suitability requirements in client interactions. This self-paced online programme helps private bankers and relationship managers apply those requirements through realistic scenarios. Participants learn to recognise red flags, conduct due diligence, manage conflicts and protect client information.

Dates

Open Enrollment

Duration

self-paced

CPD Hours

Program Fee

S$500

Early Bird: 10% Discount

Choose your session

Pick a date that works for you. A confirmation email with venue details will be sent closer to the date

Open Enrollment

TGS-2025058844

Self-Paced

This self-paced program is available on demand. After registration, our team will provide access details.

Regular fee: S$500 Early bird: S$450 (register by 31 Dec)

Enroll Now

What is compliance in private banking — and why does it matter more than ever?

Private bankers must balance strong client relationships with clear regulatory responsibilities. Therefore, they need to understand how AML, KYC, data privacy and suitability requirements apply in daily interactions.

Integrity in Action makes these requirements easier to apply. First, participants investigate realistic compliance scenarios. Next, they identify risks and choose an appropriate response. Finally, they test their understanding through knowledge checks and assessments.

S$6.07T

Assets managed in Singapore as at end-2024 — making it Asia’s largest private banking hub

Source: MAS Singapore Asset Management Survey 2024

Who should attend this workshop?

Private bankers and relationship managers working with HNI and UHNI clients in Singapore

Wealth management professionals seeking to strengthen their AML, CFT, and KYC capabilities

Bankers who manage or review client onboarding and investment suitability processes

Team leaders responsible for compliance culture within relationship management teams

Professionals seeking IBF-STS CPD credits in the Rules, Regulations, Compliance & Ethics competency area

What will you walk away with?

By the end of this workshop, you’ll have the practical knowledge and confidence to apply compliance principles in the real situations your role demands — not just theoretical understanding.

Master KYC protocols through scenario-based training — so you can confidently probe client backgrounds and financial histories while building trust, not creating friction.

Apply Client Investment Suitability principles to propose customized solutions that align with AML, CFT, and regulatory standards, ensuring every recommendation is both ethical and defensible.

Navigate data privacy requirements (PDPA and cross-border obligations) in the context of client interactions and digital communications.

Manage conflicts of interest transparently, maintaining regulatory compliance and client trust simultaneously.

Position yourself as a compliance-confident advisor — someone clients trust precisely because you take integrity seriously.

What does the program cover?

The workshop is structured around 6 modules, each built around a real-world ‘crime scene’ simulation that puts you in the situation first — then gives you the frameworks to understand and resolve it.

Ethics and Behavior in Private Banking

Establishes the ethical foundations that sit beneath every compliance rule. You’ll explore the behavioral patterns that lead to regulatory breaches — and how integrity, not just rule-following, protects both clients and your career. Includes a ‘crime scene’ investigation case, MCQ engagement check, readings, and scenario-based assessment.

Anti-Money Laundering (AML), Financial Crime Compliance (FCC), and Counter-Terrorism Financing (CFT)

Goes deep into the mechanics of money laundering and terrorism financing — what it looks like in practice, how private bankers are targeted or inadvertently implicated, and what your reporting obligations are. Real case studies from Singapore and global wealth management contexts. Builds confidence to act on red flags without hesitation.

Know Your Customer (KYC)

KYC is often the moment where compliance and client experience collide. This module gives you the probing techniques and communication frameworks to conduct thorough due diligence — while making the client feel trusted, not suspected. Covers CDD, EDD, beneficial ownership, and PEP screening in the HNI context.

Data Privacy and Protection

Covers the PDPA, cross-border data obligations, and the specific privacy considerations in private banking — where client data is both highly sensitive and frequently shared across jurisdictions. You’ll learn how to handle digital communications, data requests, and third-party sharing in a compliant and client-respectful way.

Investment Suitability and Conflict of Interest Management

The regulatory requirement to match investment recommendations to client suitability is one of the most scrutinised areas in private banking. This module gives you a practical framework for suitability assessment and a clear approach to identifying, disclosing, and managing conflicts of interest — particularly in complex product environments.

Cybersecurity and Operational Resilience

Equips you to recognise cybersecurity risks in the private banking context — including social engineering, phishing targeted at HNI clients, and data breach scenarios — and to respond in a way that protects both clients and your institution. Includes MAS TRM guidelines and operational continuity obligations.

Why attend this workshop?

Foundational clarity

Compliance is often taught in abstractions. This workshop builds your understanding through real private banking scenarios — so the rules make sense in context, not just on paper.

Practical application

Every module starts with a simulation. You’re in the situation before you learn the framework — which means the learning sticks. You’ll leave with tools you can use on Monday morning.

Future readiness

Regulatory expectations in Singapore continue to evolve. This program is built around current MAS guidance and industry practice — giving you the confidence to stay ahead of the curve, not just catch up to it.

Is this workshop IBF-funded?

This program is accredited under the IBF Standards Training Scheme (STS) combined with Core FAA/SFA CPD recognition. Eligible Singapore Citizens and Permanent Residents receive 50% funding, capped at S$3,000 per participant per course; Singapore Citizens aged 40 and above receive 70% (same cap).
TGS Reference Number: TGS-2025058844

Frequently asked questions

Is this workshop suitable for non-technical professionals?

Yes. This workshop is designed specifically for private bankers and relationship managers — not compliance officers or legal specialists. No prior compliance qualification or legal background is required. The focus is on practical understanding and real-world application in client-facing roles. If you work with HNI clients in Singapore, this program was built for you.

What does the IBF-STS funding cover?

IBF-STS funding is available to eligible self-sponsored and company-sponsored individuals.

Singapore Citizens and Permanent Residents: 50% funding support.
Singapore Citizens aged 40 and above: 70% funding support.

Funding eligibility and support are subject to IBF’s prevailing eligibility criteria, funding limits, and terms and conditions. Please refer to the IBF Standards Training Scheme (IBF-STS) page for the latest details.

How many CPD hours will I earn?

You’ll earn 4 CPD hours upon completion, including 4 Core FAA/SFA hours. The program is IBF-accredited under TGS–2025058844 and counts towards your annual CPD requirements as a financial professional in Singapore under the Rules, Regulations, Compliance & Ethics (RRCE) competency area.

Can my company register multiple participants?

Yes. If you’d like to register three or more participants from your organisation, please contact us directly at contact@momenta.biz or +65 8613 5868 to discuss group pricing and availability. We also offer in-house versions of this program for larger teams.

What is the cancellation and refund policy?

For questions regarding cancellation or refund matters, please contact us at penny.tang@momenta.biz or call +65 9003 2890. Further details are available on our Terms & Conditions page.

Do I need prior knowledge of AML or compliance regulations?

No prior knowledge is assumed. The program is self-paced and builds from foundational principles through to practical application. Whether you’re refreshing existing knowledge or building it from scratch, the scenario-based structure means you’ll develop real competence, not just awareness.

Ready to join us?

Select your preferred session and complete the short form below. We’ll confirm your place and send venue details closer to the date.

1 Submitter

2 Trainees

3 Billing

4 Confirm

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Declaration

On behalf of the above trainee I agree to below:

I confirm that all information I have provided is accurate and complete. I understand that any inaccuracies may lead to my removal from the program, forfeiture of my fees, and the repayment of any funding I have received from IBF.

I also understand that IBF funding and admission depend on meeting IBF Eligibility Requirements, such as citizenship, residency, and attendance. If I become ineligible or fail to comply with these rules, I agree to repay any funding.

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